AMI 2-1.2.2(4) refers to the annual audit 'required under AMI 2-1.5'; AMI has no 2-1.5 (audit is 2-1.4)

AMI 2-1.2.2(4) requires systems and controls embedded in DLT to be "included within the scope of the annual audit and written report required under AMI 2-1.5". Chapter 2-1 (in AMI since V8, 1 January 2024) ends with 2-1.4 "Technology audit reports", which contains the annual audit and written report. In V8 to V11 there is no AMI 2-1.5.

Proposed correction

Please replace "AMI 2-1.5" with "AMI 2-1.4" in AMI 2-1.2.2(4). The description of the audit already fixes the meaning, so this is an editorial correction under section 19(3)(a) of the AIFC Regulations on AIFC Acts.

Jurisdiction

Kazakhstan — AIFC

Act

AIFC Authorised Market Institution Rules (AMI), V11

Place

AMI V11, 2-1.2.2(4) (rule), page 26

Record

Discrepancy

Class

Text of the act

Where it arose

The text of the act

Arxo's conclusion

Confirmed

Official text

Unchanged at last check

Last checked

2026-10-24

Evidence

Contradiction within the text. Quotations are verbatim from the official material; translations are ours and marked.

written report required under AMI 2-1.5.

Technology audit reports

How to check it without Arxo's tools

1. Open Authorised Market Institution Rules V11., (with amendments as of 7 December 2025, which commence on 1 January 2026) and find AMI V11, 2-1.2.2(4) (rule), page 26; AMI V11, 2-1.4 heading, page 27. Compare the text with the quotation above. A copy is kept in this register: 8f6c60e7a2ea9f1b-ami_v11_01.01.2026-1.pdf (SHA-256 8f6c60e7a2ea9f1b70a5fc63cf33f8f9f4e5192e4f54dec80e109c914651b198, copy of the official file).
2. The finding holds if the quoted passages read as shown and the comparison gives the result stated at the top of this page. If it does not, write to us with the record ID.

How this finding was made

AI agents read the official texts, turned the provisions concerned into executable rules and ran the comparison; they also drafted this record. A person at Arxo checked the finding and approved the report before it was sent (2026-10-27).

Responsible institutions

• Astana Financial Services Authority (AFSA) — author of the AIFC Rules

Reported to

Responses

No response recorded.

Documents and reproduction

• Authorised Market Institution Rules V11., (with amendments as of 7 December 2025, which commence on 1 January 2026)

History

1. 2026-10-24Confirmed by Arxo
2. 2026-10-27Entered in the register
3. 2026-10-27Reported to Astana Financial Services Authority (AFSA) (e-mail)

Cite this record

Arxo Law, Arxo Findings Register, ARXO-2026-0100, https://arxo.io/findings/ARXO-2026-0100/ (status as of 2026-10-24). Data: ARXO-2026-0100.json.